Avoiding Insider Trading Risk
Last Updated 10/2020
English
30-Day Money Back Guarantee
Full Lifetime Access
Finish in
20 min! Run Time
20 min! Run Time
Made for for
Employees
only
Employees
only
Certificate
of Completion
of Completion
Mobile -
Friendly
Access
Friendly
Access
What you'll learn
Recognise how ordinary transactions can create insider trading exposure
Identify the moments when trading restrictions apply to you
Act on confidential information lawfully through a scenario-based approach
Key Words
insider trading
risk
Avoiding Risk
Avoiding Insider Trading
ethics
Bribery
anti-trust
Securities and Exchange Commission (SEC)
HR Compliance
insider trading risk awareness course
Avoiding Insider Trading Risk Awareness Course
Avoiding Insider Trading Risk Awareness Certification Course
Insider Trading Risk Awareness training
Insider Trading Risk Awareness training certification
Description
Insider trading rules are easy to break by accident. Through a story-based scenario, this course shows how everyday transactions can cross the line into securities violations.
What this course covers:
- What does and does not count as insider trading
- Transactions that trigger SEC enforcement under federal securities law
- How material, non-public information creates risk
- Key employee responsibilities for minimizing exposure
Built for employees who handle or overhear confidential company information.
System Requirements
See System Requirements in the Coggno Knowledge Base
Avoiding Insider Trading Risk
Avoiding Insider Trading Risk
This awareness course discusses insider trading and the circumstances and types of transactions that can lead to violations of federal securities laws enforced by the Securities and Exchange Commission (SEC). Using a story-based format, the course describes what is and is not insider trading and outlines key responsibilities for minimizing risks of insider trading violations.
Frequently Asked Questions
This course is designed for employees who need to complete Avoiding Insider Trading Risk training
Yes. This course is designed to meet applicable federal requirements and commonly mandated state standards. Always confirm specific state or industry requirements with your local regulations.
The course takes approximately 20 minutes to complete and can be paused and resumed at any time.
Yes. Learners receive a downloadable certificate upon successful completion, which can be used for compliance records and audits.
Yes. You can assign this course to individuals or groups using Coggno’s LMS, or purchase multiple seats for your team.
Yes. This course can be exported for delivery in most learning management systems (SCORM compatible).
Yes. The course is fully self-paced and available 24/7.
Yes. This course includes a knowledge check to reinforce learning and verify completion.
Learners have lifetime access from the date of purchase.
Yes. A preview is available so you can review the course format and content before purchasing.
Yes. Content is reviewed and updated as regulations and best practices change.
Yes. This course is available for free with an active Prime Subscription.
Yes. Refund requests can be submitted within 30 days of purchase.
